/ AI, AI-ML, AI-RL

# OpenAI Gym Problems - Solving the CartPole Gym

In a previous post we set-up the OpenAI Gym to interface with our Javascript environment. Let’s now look at how we can use this interface to run the CartPole example and solve it with the theory that we learned in previous blog posts.

Requirements:

## Setting up our Experiment

We are again going to use Javascript to solve this, so everything you did before in the first article in our requirements comes in handy. Start by creating a new directory with our package.json and a index.js file for our main entry point.

Note: To make things easier, it’s recommended to add a line that will start our server in the package.json file under the scripts: nodemon -x 'python ../OpenAI-Gym/server.py'. This way we can run npm run server to start our server, just make sure that you also run npm install nodemon --save-dev to ensure that the package is installed. Make sure to edit the path to point to the correct directories (in my case I put my experiments just one directory above the OpenAI-Gym files)

In the newly created index.js file we can now write some boilerplate code that will allow us to run our environment and visualize it. See the bottom of this article for the contents of this file.

## Getting to know the different methods

We learned the basics of RL in a previous article (see requirements) where we learned the following cycle:

1. We get an initial observation from an environment (the world) which we call our state $s$
2. Based on this state $s$, our agent will choose an action $a$
3. This action will modify our world, and receive a reward based on the output of it
4. We go back to step 2

These steps are implemented in OpenAI through the following methods:

1. Get our initial observation: state.observation = await client.envReset(instanceId)
2. Now decide which action to take based on the observation and the previous reward: agent.chooseAction(state.observation, state.reward, state.done)
3. Get a new observation from our world: state = await client.envStep(instanceId, actionToTake, true);
4. We go back to step 2

To be able to make everything dynamic and create a true self-learning algorithm, OpenAI provides several other methods as well:

• Create our environment: await client.envCreate(envId);
• Get our actionSpace containing the different actions that we can take
• Example: For CartPole-v0 this returns: { info: { n: 2, name: 'Discrete' } }
• Method: await client.envActionSpaceInfo(instanceId);
• Get our observationSpace containing the different observations that will be returned
• Example: For CartPole-v0 this returns: { info: { high: [], low: [], name: 'Box', shape: [ 4 ] } }
• Method: await client.envObservationSpaceInfo(instanceId);
• Starting and closing the monitoring process: await client.envMonitorStart(instanceId, outDir, true);, await client.envMonitorClose(instanceId);
• Upload the results to view it online: await client.upload(outDir)

## Solving the CartPole problem

### Discovering the inputs

So in our CartPole example, let’s take a look at one of our state observations:

{
done: false,
info: {},
observation: [
0.10040040129814863,
0.5559659866710018,
-0.17649755837025902,
-1.1301794535568273
],
reward: 1
}

Basically, these numbers are 4 unknown random continuous numbers, that we do not know what they do in our algorithm… (though we can make an interpretation of them with our human brain and say that they represent position $x$, velocity $v$, angle $\theta$ and angular velocity $\alpha$).

Next to these 4 random numbers, we also know by observing the action space that we can take 2 specific discrete actions (again by using our human brain we can classify this as moving the cart to the left or moving it to the right).

### Solving the problem

Applying what we learned in the previous article of [RL Intro][/rl-intro], we know that we now need to create a policy that shows us which state we will land in after taking a certain action. By then combining this with the Bellman Equations, we are able to create an optimal $\pi^{*}$ that will maximize the return in every state. So we follow our boilerplate of every reinforcement algorithm, stating that we first check our environment, then take an action and based on the reward of that action update our q-function. Or summarized:

1. Observe the environment
2. Based on the observed environment, take an action
3. Now look at the reward that we got from taking an action, and update our Q-Table with this reward.

To start with point 1, we want to be able to represent our observation as a state index. This is needed to be able to construct our Q-Table which will consist of our state and actions. For this we use a method called Bucketization which will convert our observations from a continuous state (the numbers that fit between our lower bound and upper bound can be described as ]$-\infty$, $\infty$[) towards a discrete state (we “bucket” our numbers, returning only a subset of indexes rather than $\infty$ ones), allowing us to keep our states minimal and represent them in our memory.

Note: I did limit the velocity speed and the angle of our cartpole to achieve convergence faster.

For point 2, we will then use what we learned in the Multi-armed bandit framework article, stating that we take our actions as returned by taking the maximum value for that state it’s actions (Math.max(Q[s]) but that we add an exploration factor that will still take a random action on some points, but still minimizes regret.

And as our last point 3, we then update our Q-Table by utilizing the Bellman Equation which results in the single line

this.q[oldStateIdx][action] += alpha * (reward + this.gamma * this.q[newStateIdx].getMaxValue() - this.q[oldStateIdx][action]);

Successfully coding this and applying, will give us the following result:

## Files

### Index.js Template

/**
* For more information, check: https://gym.openai.com/docs/
*/
const gym = require('../OpenAI-Gym/gym-http-api/binding-js/dist/lib/gymHTTPClient');
const Bucket = require('./Bucket');
const episodeCount = 1000;
const maxTimeSteps = 250;
const outDir = "/tmp/random-agent/results";
const numTrials = 3;
const envId = "CartPole-v0";
const client = new gym.default("http://127.0.0.1:5000");

// Parameter to enable debug
const PRINT_DEBUG = true;

class Experiment {
constructor(agentClass) {
this.environment = null;
this.actionSpaceInfo = null;
this.agent = null;
}

async initialize() {
// Create our environment
this.environment = await client.envCreate(envId);

// Our ActionSpace
// For CartPole-v0 this returns: { info: { n: 2, name: 'Discrete' } }
this.actionSpaceInfo = await client.envActionSpaceInfo(this.environment.instance_id);

// Our ObservationSpace
// For CartPole-v0 this returns: { info: { high: [XXX], low: [XXX], name: 'Box', shape: [ 4 ] } }
this.observationSpaceInfo = await client.envObservationSpaceInfo(this.environment.instance_id);

// Rebind our velocity and angular velocity parameters, the pole should stand still as much as possible
this.observationSpaceInfo.info.high[1] = 0.5;
this.observationSpaceInfo.info.low[1] = -0.5;
this.observationSpaceInfo.info.high[3] = Math.radians(50);
this.observationSpaceInfo.info.low[3] = -Math.radians(50);

// Set our learning agent
this.agent = new CartPoleAgent(this.actionSpaceInfo.info["n"], this.observationSpaceInfo.info.shape[0], this.observationSpaceInfo.info);
}

async run() {
let oldObservation = [];

await this.initialize();

// Start Monitoring
await client.envMonitorStart(this.environment.instance_id, outDir, true);

// For every episode
for (let episode = 0; episode < episodeCount; episode++) {
// Reset the whole environment to start over
let environment = {
done: false,
info: {},
observation: await client.envReset(this.environment.instance_id), // envReset gives an initial observation
reward: 0,
}

// Keep executing while we can:
// if state.done = true, then that means the pole tipped to far, or we died
// if t >= maxTimeSteps, then we did not solve it fast enough
let t = 0;
while (!environment.done && t < maxTimeSteps) {
environment = await this.agent.act(client, this.environment.instance_id, episode, environment.observation);
t++;
}

console.log(Episode ${episode} ended after${t} timesteps);
}

// Stop Monitoring
await client.envMonitorClose(this.environment.instance_id);
console.log(outDir);
}
}

// Create and run our experiment
const experiment = new Experiment();
experiment.run();

// Our Agent in charge of learning based on the observation and reward
class CartPoleAgent {
constructor(numberOfActions, numberOfObservations, observationSpaceInfo) {
this.numberOfActions = numberOfActions;
this.numberOfObservations = numberOfObservations;
this.observationSpaceInfo = observationSpaceInfo;

this.gamma = 1.0; // Discount factor
this.minEpsilon = 0.1; // Exploration factor
this.minAlpha = 0.1; // Learning Rate
this.adaDivisor = 25;

// Create buckets and states, for the CartPole we know that it's x, v, theta, alpha (position, velocity, angle, angular velocity)
this.bucketArrays = this.initializeBuckets([1, 1, 8, 10]);
this.states = this.initializeStates(this.bucketArrays);
this.q = this.initializeQTable(this.states.length, this.numberOfActions);

if (PRINT_DEBUG) {
this.printDebug();
}
}

initializeStates(buckets) {
let bucketIndexes = [];
buckets.forEach((bucket) => {
bucketIndexes.push(bucket.bucketIndexes);
})

let states = cartesianProduct(...bucketIndexes);

return states;
}

/**
*
* We have an amount of observations, but to limit the states we can have we specify ranges or "buckets" for the values
* In our initialization method, we define the amount of "steps" for each observation bucket
* Example: 1, 1, 6, 12 means that for observation #0 we set 1 bucket, #2 also 1, #3 6 buckets and #4 12 buckets
*          which represents that we will create 12 different steps for observation #4
* @param {Array} buckets
*/
initializeBuckets(bucketSizes) {
let buckets = [];

for (let i = 0; i < this.numberOfObservations; i++) {
const bucketSize = bucketSizes[i];
const upperBound = this.observationSpaceInfo.high[i];
const lowerBound = this.observationSpaceInfo.low[i];
buckets.push(new Bucket(bucketSize, lowerBound, upperBound));
}

return buckets;
}

/**
* Since the amount of spaces that we can have is huge, we need to limit this
*
* This limiting is done through using "buckets", or we also say that we put everything that is between X and Y in bucket Z
*
*
* For every feature we specify a range between where the values can be
* TODO: Our Q-Table is [state<tuple>][action] so we need to define the tuple which is our number of observations
* Therefore we need to "compact" them or write a "range" so that we do not overextend
*
* Note: this is also called "discretization"
*/
initializeQTable(stateCount, actionCount) {
let q = []; // Our Q-Table

for (let stateIdx = 0; stateIdx < stateCount; stateIdx++) {
q[stateIdx] = [];

for (let actionIdx = 0; actionIdx < actionCount; actionIdx++) {
q[stateIdx][actionIdx] = 0;
}
}

return q;
}

/**
* Convert our observation to a state index based on the buckets
* @param {*} states
* @param {*} bucketArrays
* @param {*} observations
*/
observationToStateIndex(states, bucketArrays, observations) {
let observationBucketIndexes = [];

for (let i = 0; i < observations.length; i++) {
observationBucketIndexes.push(bucketArrays[i].getBucketIdxForValue(observations[i]));
}

let stateIndex = states.map(i => i.toString()).indexOf(observationBucketIndexes.toString());
return stateIndex;
}

/**
*
* @param {Array} observation array of observations (e.g. [1, 6, 9, 2.3])
* @param {number} reward The reward we got from taking the previous action
*/
async act(client, instanceId, episode, observation) {
// ========================================================
// 1. Map the current observation to a state
// ========================================================
// We get a number of values back, convert these to states
let stateIndex = this.observationToStateIndex(this.states, this.bucketArrays, observation);

// Learning discount factor and learning rate
const epsilon = this.getEpsilon(episode);
const alpha = this.getAlpha(episode);

// ========================================================
// 2. Based on our observation, choose and take an action and view the change in environment
// ========================================================
// Choose an action
const action = this.chooseAction(stateIndex, epsilon);
let newEnvironment = await client.envStep(instanceId, action, true); // returns { done, info, observation, reward }

// ========================================================
// 3. Based on result of the action, update our Q value
// ========================================================
let newStateIndex = this.observationToStateIndex(this.states, this.bucketArrays, newEnvironment.observation);
this.updateQ(stateIndex, action, newEnvironment.reward, newStateIndex, alpha);

return newEnvironment;
}

/**
* Update our Q-Table based on the Bellman Equation for Action-Value
* @param {number} oldStateIdx
* @param {number} action
* @param {number} reward
* @param {number} newStateIdx
* @param {number} alpha
*/
updateQ(oldStateIdx, action, reward, newStateIdx, alpha) {
this.q[oldStateIdx][action] += alpha * (reward + this.gamma * this.q[newStateIdx].getMaxValue() - this.q[oldStateIdx][action]);
}

/**
* For exploration, return random action if Math.random <= explorationFactor (epsilon), else max Q value for the current state
* @param {int} state
*/
chooseAction(stateIndex, epsilon) {
let random = Math.random();
let isRandom = (Math.random() <= epsilon);

// If we want to explore (depending on epsilon), take a random action
if (isRandom) {
return Math.floor(Math.random() * this.numberOfActions);
}

return this.q[stateIndex].getIndexOfMaxValue();
}

/**
* Our exploration factor
*
* We use a dynamic parameter dependent on the episode, to be able to reduce exploration over our timeframe
* @param {*} t
*/
getEpsilon(t) {
return Math.max(this.minEpsilon, Math.min(1.0, 1.0 - Math.log10((t + 1) / this.adaDivisor)));
}

/**
* Our Learning factor
*
* We use a dynamic parameter dependent on the episode, to be able to reduce learning over our timeframe
* @param {*} t
*/
getAlpha(t) {
return Math.max(this.minAlpha, Math.min(0.5, 1.0 - Math.log10((t + 1) / this.adaDivisor)));
}

/**
* We get an observation (e.g.) [1, 6, 9, 2.3] which defines our "state" or what we currently see.
* To get our state we need to look at each feature value (1, 6, ...) and define in which bucket these fit. Then we can resolve this to a state idx
*
* Our bucket id is then
*
* In this method we define this to a unique entry for our Q-Table
*
* @param {*} observation
*/
convertObservationToBucketIndexes(observation) {
let bucketIndexes = [];

for (let i = 0; i < observation.length; i++) {
let bucketIndex = Math.floor((observation[i] - this.bucketArrays[i].lowerBound) / this.bucketArrays[i].bucketSize);
bucketIndexes.push(bucketIndex);
}

return bucketIndexes;
}

/**
* Help method to view some details about our algorithm
*/
printDebug() {
console.log('=======================================');
console.log('Buckets');
console.log('=======================================');
console.table(this.bucketArrays);

console.log('=======================================');
console.log('Possible States');
console.log('=======================================');
console.table(this.states);

console.log('=======================================');
console.log('Initial Q-Table');
console.log('=======================================');
console.table(this.q);
}
}

/**
* Get the index value of the maximum value in an array
* e.g. if our array is [2, 6, 3, 5] it will return 1 since 6 is the highest
*/
Array.prototype.getIndexOfMaxValue = function () {
return this.indexOf(Math.max(...this));
}

/**
* Return the highest value in our array
*/
Array.prototype.getMaxValue = function () {
return Math.max(...this);
}

/**
* Generate the cartesian product between sets
*
* In other terms: generate all possible combinations of multiple arrays
*
* https://stackoverflow.com/questions/12303989/cartesian-product-of-multiple-arrays-in-javascript
*
* @param {Array} inArr an array of numbers
*/
const f = (a, b) => [].concat(...a.map(d => b.map(e => [].concat(d, e))));
const cartesianProduct = (a, b, ...c) => (b ? cartesianProduct(f(a, b), ...c) : a);

/**
* Convert degrees to radians
* @param {number} degrees
*/
Math.radians = (degrees) => degrees * Math.PI / 180;

/**
* Convert radians to degrees
* @param {number} radians
*/
Math.degrees = (radians) => radians * 180 / Math.PI;

### Bucket.js

class Bucket {
constructor(bucketCount, rangeLow, rangeHigh) {
this.bucketCount = bucketCount;
this.rangeLow = rangeLow;
this.rangeHigh = rangeHigh;
this.stepSize = (Math.abs(rangeLow) + Math.abs(rangeHigh)) / bucketCount;
this.buckets = [];

// For easiness we include the indexes
this.bucketIndexes = [];

for (let i = 0; i < bucketCount; i++) {
this.bucketIndexes.push(i);
}

this.initBuckets();
}

initBuckets() {
for (let i = 0; i < this.bucketCount; i++) {
this.buckets[i] = [];
}
}

addValueToBucket(val) {
let idx = this.getBucketIdxForValue(val);
this.buckets[idx].push(val);
}

getBucketIdxForValue(val) {
let idx = 0;

// Find bucket, put values on the outer size of the range in the last bucket
while ((idx < this.bucketCount - 1) && val > this.rangeLow + this.stepSize * (idx + 1)) {
idx++;
}

return idx;
}
}

module.exports = Bucket;

## References

While creating this solution, I used the following articles as a reference.

#### Xavier Geerinck

Xavier works as a Cloud Solution Architect at Microsoft, helping its customer unlock the full potential of the cloud. Even though he is still considered a young graduate, he achieved his first success at the age 16, by creating and selling his first startup. He then took this knowledge to create and help more startups in different markets such as technology, social media, philanthropy and home care. While in the meantime gaining more enterprise insights at renowned enterprises such as Nokia, Cisco and now Microsoft.